Last month Theta Lake submitted a response to a request for comment from several federal banking agencies including the Federal Reserve, the Consumer Financial Protection Bureau, and the Office of the Comptroller of the Currency about the use of Artificial Intelligence (AI) and Machine Learning (ML) in financial services. In our response, we described how Theta Lake uses AI in its Security and Compliance Suite, offered thoughts about how the agencies might create a framework for assessing AI risk, and outlined a few standard practices that would facilitate strong AI development in the future.
Topics: voice compliance, regtech, surveillance, financial services
A question we often hear from customers is: “How do I manage the sheer volume of content, and how do I get the right reviewers to supervise it?”
Topics: voice compliance, regtech, data loss