--- title: Theta Lake Blog | financial services description: financial services | Theta Lake Blog --- [![Theta Lake](https://blog.thetalake.com/hubfs/Theta_Lake_June2018/Images/new-logo.png) ![Theta Lake](https://blog.thetalake.com/hubfs/Theta_Lake_June2018/Images/TL_logo_transparent.png)](https://thetalake.com) - Solutions - [Call Recording](https://thetalake.com/solutions/call-recording/) - [Compliance Training](https://thetalake.com/solutions/employee-compliance-enablement/) - [Data Loss Protection](https://thetalake.com/data-loss-protection/) - [Safe Collaboration](https://thetalake.com/safe-collaboration/) - [Video Conferencing](https://thetalake.com/solutions/video-monitoring/) - [Video Marketing](https://thetalake.com/solutions/video-marketing/) - [Product](https://thetalake.com/theta-lake-product-portfolio/) - [Unified Capture](https://thetalake.com/products/unified-capture/) - [Unified Search, Discovery and Replay](https://thetalake.com/products/unified-search-discovery-and-replay/) - [Proactive Compliance](https://thetalake.com/products/proactive-compliance/) - [Integrations](https://thetalake.com/integrations/) - [Archive Integrations](https://thetalake.com/integrations/archive-integration/) - [Collaboration Platforms](https://thetalake.com/integrations/collaboration-platforms-integrations/) - [Video Content Management](https://thetalake.com/integrations/video-content-management-integrations/) - [Resources](https://thetalake.com/resources/) - [Blog](https://blog.thetalake.com/) - [About](https://thetalake.com/about/) - [News](https://thetalake.com/about/#news) - [We’re Hiring](https://thetalake.com/about/#hiring) - [Contact Us](https://thetalake.com/contact-us/) - [Request a Demo](https://thetalake.com/request-a-demo/) ## Theta Lake Blog ## [Evidence & Audit Trails - The Compliance Challenges of Modern Communications](https://blog.thetalake.com/evidence-and-audit-trails-the-compliance-challenges-of-modern-communications) Posted by [Stacey English](https://blog.thetalake.com/author/stacey-english) on Sep 14, 2021 11:17:04 AM - [Tweet](https://twitter.com/share) [![](https://blog.thetalake.com/hubfs/Blog-Evidence%20%26%20Audit%20Trails-1200x627.png)](https://blog.thetalake.com/evidence-and-audit-trails-the-compliance-challenges-of-modern-communications) Collaboration tools like [Microsoft Teams](https://thetalake.com/integrations/microsoft/), [Zoom](https://thetalake.com/integrations/zoom/) and [Webex Teams](https://thetalake.com/integrations/cisco-webex-teams/), [RingCentral](https://thetalake.com/integrations/ringcentral/) and [Slack](https://thetalake.com/integrations/slack/) have become integral to how we work.  With multiple ways to communicate and collaborate they’re vital for keeping workforces and customers connected whether remote, hybrid or office based.  And with less and less physical in-person interaction, users are making use of the rich features to liaise and share information.  Not least by adding personality and emotion with emojis, reactions and GIFs.  But modern communications create compliance challenges when it comes to providing evidence and proof that is so often required for regulatory, HR, litigation or complaints resolution issues. [Read More](https://blog.thetalake.com/evidence-and-audit-trails-the-compliance-challenges-of-modern-communications) 0 Comments [Click here to read/write comments](https://blog.thetalake.com/evidence-and-audit-trails-the-compliance-challenges-of-modern-communications#comments-listing) Topics: [compliance](https://blog.thetalake.com/tag/compliance), [chat compliance](https://blog.thetalake.com/tag/chat-compliance), [record-keeping](https://blog.thetalake.com/tag/record-keeping), [financial services](https://blog.thetalake.com/tag/financial-services), [evidence](https://blog.thetalake.com/tag/evidence) ## [Our Response to Regulators on AI and ML in Financial Services](https://blog.thetalake.com/our-response-to-regulators-on-ai-and-ml-in-financial-services) Posted by [Marc Gilman](https://blog.thetalake.com/author/marc-gilman) on Aug 11, 2021 8:30:00 AM - [Tweet](https://twitter.com/share) [![Blog post - response to regulators about AI and ML](https://blog.thetalake.com/hubfs/SocialCard-Blog-Response-to-regulators.png)](https://blog.thetalake.com/our-response-to-regulators-on-ai-and-ml-in-financial-services) Last month Theta Lake submitted a response to a request for comment from several federal banking agencies including the Federal Reserve, the Consumer Financial Protection Bureau, and the Office of the Comptroller of the Currency about[the use of Artificial Intelligence (AI) and Machine Learning (ML) in financial services](https://www.federalreserve.gov/apps/foia/ViewAllComments.aspx?doc_id=OP-1743&doc_ver=1). In our response, we described how Theta Lake uses AI in its [Security and Compliance Suite](http://www.thetalake.com/), offered thoughts about how the agencies might create a framework for assessing AI risk, and outlined a few standard practices that would facilitate strong AI development in the future. [Read More](https://blog.thetalake.com/our-response-to-regulators-on-ai-and-ml-in-financial-services) 0 Comments [Click here to read/write comments](https://blog.thetalake.com/our-response-to-regulators-on-ai-and-ml-in-financial-services#comments-listing) Topics: [voice compliance](https://blog.thetalake.com/tag/voice-compliance), [regtech](https://blog.thetalake.com/tag/regtech), [surveillance](https://blog.thetalake.com/tag/surveillance), [financial services](https://blog.thetalake.com/tag/financial-services) [All posts](https://blog.thetalake.com/all) Comment Here Theta Lake provides security and compliance for modern collaboration platforms using frictionless partner integrations with Cisco Webex, Microsoft Teams, RingCentral, Slack, Zoom, and more. Using patented machine learning and NLP, Theta Lake detects risks in: video, voice, chat, and document content across what is shared, shown, spoken, and typed. Those risks are surfaced in an AI-assisted, patent-pending review workspace that adds consistency, efficiency, and scale for security and compliance teams. All of this enables organizations to safely realize the full ROI of a collaboration-first workplace while reducing the cost of security and compliance. [www.thetalake.com](http://www.thetalake.com) ### Subscribe here to stay up to date! COPYRIGHT 2025 THETA LAKE, Inc. ALL RIGHTS RESERVED. [PRIVACY POLICY](https://thetalake.com/privacy-policy/).