It’s a straightforward question. With a complex answer.
Topics: compliance, data loss, monitoring, return to work
Supervision & surveillance: 10 tips to keep regulators and staff happy
Financial services firms have long used technology to supervise the communications and activities of employees, to ensure compliance with regulatory requirements and be able to detect issues such as market abuse, mis-selling or data privacy. It’s a key control for meeting regulatory obligations including MiFID II, CFTC, FINRA, IIROC and GDPR and a standard feature of working in a regulated industry. Likewise data loss prevention tools are commonplace across businesses to reduce the risks of data loss and exposure. All designed to protect consumers, employees, and shareholders.
Topics: compliance, data leakage, data loss, supervision, record-keeping, surveillance, monitoring
Automated content review routing: smart, tailored, Efficient
A question we often hear from customers is: “How do I manage the sheer volume of content, and how do I get the right reviewers to supervise it?”
Topics: voice compliance, regtech, data loss
Embrace collaboration platforms—without the risk of data loss
With the mass pivot to work-from-anywhere (WFA) business models, collaboration platforms have saved the day. Their feature-rich communication capabilities made it possible for organizations across industries to transition to remote work, without skipping a beat on the communication front.
Topics: data leakage, data loss