Theta Lake Blog

Another 16 Firms Fined for Recordkeeping - Key Takeaways

Top 5 Data Protection Tips For 2024

FINRA and SEC Set Out Supervisory Expectations on Communications Compliance

The Failure to Capture Digital Communications Gets Personal

2024 Predictions - Digital Communications Compliance

From Voice to Email Communications - U.S. Regulators Issue More Fines for Recordkeeping and Supervision Failures

Gartner's Digital Communications Governance Market Guide: What You Need To Know

Latest Groundbreaking Research Reveals Critical Gaps in Governance and Compliance for Employee Communications

Unlock Compliance and Collaboration: Theta Lake Now Available in Zoom ISV Exchange!

SEC Exam Priorities for 2024 Focus on Firm’s Ability to Evidence Compliance

What 600+ Financial Services Leaders Revealed About Communications Compliance

SEC Risk Alert Reiterates Focus on Recordkeeping

Recordkeeping Enforcement Action Spreads to Brokers, Investment Advisers and Credit Rating Agencies

Securing Tomorrow's Communications: The Power of RingCentral and Theta Lake

Your Agenda for UCX Europe 2023

Theta Lake Support for Salesforce Chatter, Continuing our Support for Salesforce Communications

UK Energy Regulator Issues Its First £5.4m Fine for a ‘Failure to Record and Retain Electronic Trading Communications’

If Conduct Risk Could Be the ‘New’ Prudential Risk - How Are You Monitoring It?

Recordkeeping - Fines, Fines and More Fines - Another $555m for 11 More Institutions

Increasing Focus on Financial Promotions and Social Media Communications

Enhancing Work Management with Theta Lake: Integrating Asana and Monday.com

Digital Communications Governance, What It Is, How Theta Lake Fits and What You Need To Know

Artificial Intelligence - The Good and the Generative

Firms Need to Follow FINRA’s Evolving Focus on Texting

Zoom Contact Center and Theta Lake: Another Addition to a Powerful Partnership

Communications and the Consumer Duty

Recordkeeping Expectations Rise with The Evolution of Supervisory Technology - ‘Suptech’

Regulatory Conference Roundup - Gaps in Communications Recordkeeping Were a Key Theme on Both Sides of The Pond

Individual Accountability - Enforcement Gets Personal

If it's June, it's time for Cisco Live!

Always On Security: Theta Lake's Alignment with CISA's Emerging Software Cyber Principles

Bard of The 21st Century: Risks and Opportunities For Generative AI

More Firms Are Fined for the ‘Widespread and Longstanding’ Use of Unmonitored Communications Channels

Work Management Is a Part of Modern Communications and Requires Compliance Protection

The Crypto Winter Is Spotlighting The Use Of Chat

What is Capture & Why All Solutions Aren't Equal

Continued Innovation: The First Compliance Solution for the World’s Most Popular Enterprise Social and Employee Engagement Platform

UK PRA joins other global regulators fining firm £8M for failure to capture messaging content

When Posting an Emoji is a Securities Violation

What Happened At Enterprise Connect 23?

Introducing the Industry's First Security & Compliance Coverage for Digital Whiteboarding

Theta Lake responds to UK regulators consultation on the use of AI

2023 Regulatory Priorities from SEC & FINRA: Key Takeaways for Compliant Communications

When It Comes To Modern Communications, Data Protection Is Now More Important Than Ever

Regulatory Perspectives by Theta Lake: FINRA’s continuing focus on communications compliance

Don't Put The Compliance Brakes On Digital Transformation

Regulatory Perspectives From Theta Lake: UK market abuse £5m fine, lessons for communications compliance

THETA LAKE’S PREDICTIONS 2023

Introducing Meetings Risk Manager

Regulatory Perspectives From Theta Lake: SEC 17a-4 Modernization

2022 Modern Communications Compliance and Security Report

Regulatory Perspectives From Theta Lake: Analysis on the U.S. DOJ's new Compliance Guidance for Prosecutors

Regulatory Perspectives From Theta Lake

Movius and Theta Lake announce partnership to solve WhatsApp and SMS compliance

Theta Lake Series B Funding!

Fintech, regtech and the role of compliance in 2022: Challenges arising from technological opportunities

Redefining Compliance in the Modern Workplace - A recap of 2021

10 Predictions for 2022: Communications, Collaboration, and Compliance

Cryptocurrency Detections in Video, Voice, Chat - More than just keywords

Examining Recent Collaboration and Chat E-comms Compliance Guidance from ESMA, FCA, FINRA, SEC

Your Agenda for Enterprise Connect 2021

Financial Services Compliance and Coverage for Zoom - Zoomtopia Recap

Evidence & Audit Trails - The Compliance Challenges of Modern Communications

The Need to Modernize Information Barriers Compliance

Our Response to Regulators on AI and ML in Financial Services

Who’s going back to the office?

Supervision & surveillance: 10 tips to keep regulators and staff happy

Public Records Requests: The challenge of identifying data within modern communications

Why Modern Chat is a Challenge for Email Archives and DLP Tools

Misconduct In Chat – The Risks And How To Reduce Them

Automated content review routing: smart, tailored, Efficient

Dynamic Duo: Theta Lake and RingCentral Bring Digital Transformation to Attivo Group

Survey results: the risks and challenges of deploying Microsoft Teams

Video call fatigue – what are the risks and how to reduce them

Tupicoffs Adds Market Leading Compliance and Supervision for Zoom

Theta Lake Perspective: SEC’s OCIE's 2021 Exam Priorities

Webinar Series: HOW TO for Compliance and Security of Zoom, Cisco Webex, MS Teams, RingCentral, and more

How Advisor Group Automated Its Video Conference Supervision and Audio/video Pre-review

Fuze and Theta Lake Partner to Deliver Safe, Secure, and Compliant Communications

How Attivo Used Automation & AI To Detect Security & Compliance Risk

Embrace collaboration platforms—without the risk of data loss

HOW TO... Webinars for Security & Compliance for Modern Collaboration

FinTech Global Names Theta Lake in its Annual Buyer's Guide

A Single Confidential Doc Can Leave A Company Scrambling to Recover

Compliance for Healthcare: Protect ePHI and Monitor Video Collaboration

Best Practices for Managing Compliance and Video Conferencing

Is Using Transcription Enough to Stay Compliant? Maybe.

Desjardins Case Highlights The Need for Better Oversight

2021 Predictions for Securing the New Virtual Office

AI As A Blueprint For Fintech Startups

Theta Lake Secures $12.7M In Series A Funding As Global Demand Skyrockets

Comment Here

Theta Lake provides security and compliance for modern collaboration platforms using frictionless partner integrations with Cisco Webex, Microsoft Teams, RingCentral, Slack, Zoom, and more. Using patented machine learning and NLP, Theta Lake detects risks in: video, voice, chat, and document content across what is shared, shown, spoken, and typed. Those risks are surfaced in an AI-assisted, patent-pending review workspace that adds consistency, efficiency, and scale for security and compliance teams. All of this enables organizations to safely realize the full ROI of a collaboration-first workplace while reducing the cost of security and compliance.

www.thetalake.com

Subscribe here to stay up to date!